TLOMA FINANCE SIG - Client Identification & Verification Panel Discussion
Join us for an interactive discussion that will empower you to enhance your firm’s protocols and procedures for best practices in Client Identification and Verification.
Moderated by Dina Shenouda of Purves Redmond Limited (PRL), the format will be a presentation followed by a panel discussion with Stephen R Moore LLB, Retired Lawyer and Risk Manager Partner at Blaney McMurtry LLP, Mondiu Jaiyesimi, AML and Forensics Manager at MNP, and Matthew Gregory, Senior Underwriter, Professional Lines at AXIS Capital.
Topics covered include:
- The new LSO requirements and why they are necessary
- What other industries are doing and how they are going about implementing client identification and verification protocols
- What are potential problems and how to tackle them
- What the risks are if protocols are not implemented properly
This is an interactive panel so make use of the professional information from our members! We encourage you to send your questions to Dina Shenouda at firstname.lastname@example.org before the webinar and look forward to the discussion.